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Tony Lan

J.P. Morgan Securities LLC

Yorba Linda, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-21
CA RA APPROVED 2021-10-18
  • TX RA
    APPROVED
    Since 2022-06-21
  • CA RA
    APPROVED
    Since 2021-10-18

Branch Locations

20385 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc Hacienda Heights CA 03/2017 10/2018
Unemployed Hacienda Heights CA 09/2016 02/2017
Nylife Securities Llc Glendale CA 10/2018 07/2020
New York Life Insurance Co. Glendale CA 08/2018 07/2020
Massmutual Life Insurance Company Brea CA 07/2020 10/2021
Mml Investors Services, Llc Brea CA 08/2020 10/2021
J.P. Morgan Securities Llc Yorba Linda CA 10/2021 Present
Jp Morgan Chase Bank, N.A. Yorba Linda CA 10/2021 Present
T3 Trading Group Hacienda Heights CA 02/2017 10/2018
  • 03/2017 → 10/2018
    T3 Trading Group, Llc
    Hacienda Heights, CA
  • 09/2016 → 02/2017
    Unemployed
    Hacienda Heights, CA
  • 10/2018 → 07/2020
    Nylife Securities Llc
    Glendale, CA
  • 08/2018 → 07/2020
    New York Life Insurance Co.
    Glendale, CA
  • 07/2020 → 10/2021
    Massmutual Life Insurance Company
    Brea, CA
  • 08/2020 → 10/2021
    Mml Investors Services, Llc
    Brea, CA
  • 10/2021 → Present
    J.P. Morgan Securities Llc
    Yorba Linda, CA
  • 10/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Yorba Linda, CA
  • 02/2017 → 10/2018
    T3 Trading Group
    Hacienda Heights, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-04
S63 Uniform Securities Agent State Law Examination 2019-04-14
  • S66 Uniform Combined State Law Examination
    2020-11-04
  • S63 Uniform Securities Agent State Law Examination
    2019-04-14
Other Names
  • Tony Chad Lan
  • Tony Chao-Wei Lan
  • Tony C Lan

View on SEC IAPD

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Other Offices

EDWARD JONES · YORBA LINDA, CA
CITIGROUP GLOBAL MARKETS INC. · Yorba Linda, CA
EAGLE STRATEGIES LLC · YORBA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YORBA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA
J.P. MORGAN SECURITIES LLC · ANAHEIM HILLS, CA
OSAIC WEALTH, INC. · YORBA LINDA, CA
EAGLE STRATEGIES LLC · YORBA LINDA, CA

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