Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-26 |
| CA | RA | APPROVED | 2018-03-29 |
Branch Locations
20385 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Chase Bank Na | Yorba Linda | CA | 10/2012 | 03/2018 |
| J.P. Morgan Securities Llc | Yorba Linda | CA | 04/2018 | 03/2019 |
| J.P. Morgan Securities Llc | Yorba Linda | CA | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-02 |
Reach out to this advisor