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Christopher Alan Rouzaud

J.P. Morgan Securities LLC

Yorba Linda, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-26
CA RA APPROVED 2018-03-29
  • TX RA
    APPROVED_RES
    Since 2024-03-26
  • CA RA
    APPROVED
    Since 2018-03-29

Branch Locations

20385 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank Na Yorba Linda CA 10/2012 03/2018
J.P. Morgan Securities Llc Yorba Linda CA 04/2018 03/2019
J.P. Morgan Securities Llc Yorba Linda CA 04/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-22
S63 Uniform Securities Agent State Law Examination 2010-04-02
  • S66 Uniform Combined State Law Examination
    2018-03-22
  • S63 Uniform Securities Agent State Law Examination
    2010-04-02
Other Names
  • Christopher Alan Rouzaud
  • Chris A Rouzaud
  • Chris Rouzaud

View on SEC IAPD

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