Robert Hugh Mauldin

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Citigroup
  Garden Grove, CA

Previous Registrations

• 2012-12-19 → 2013-10-02
  Lpl Financial Llc
  Fountain Valley, CA
  Newport Beach, CA
• 2012-10-01 → 2012-12-18
  J.P. Morgan Securities Llc
  Fullerton, CA
  Anaheim, CA
• 2010-01-11 → 2012-10-01
  Chase Investment Services Corp.
  Anaheim, CA
  Fullerton, CA
  Anaheim, CA
  Anaheim, CA
• 2008-02-18 → 2009-12-22
  Ameriprise Financial Services, Llc
  Glendale, CA

Other Businesses

University of California Irvine; Education; Irvine, CA; Affiliation started 09/07/2019; Title: Instructor; Duties: Instruct CFP candidates on financial planning, in preparation for CFP exam and certification; No time is devoted during securities trading hours; 32 hours are devoted each month outside securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-15

Other Names

• Robert Hugh Mauldin