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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-03-29 |
| TX | RA | APPROVED | 2022-01-04 |
| CA | RA | APPROVED | 2021-11-23 |
Branch Locations
20385 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | La Habra | CA | 01/2016 | 09/2021 |
| Jpmorgan Securities Llc. | Whittier | CA | 09/2021 | 08/2023 |
| J.P. Morgan Securities Llc | Yorba Linda | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Yorba Linda | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-04 |
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