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Eric A Hale

J.P. Morgan Securities LLC

Yorba Linda, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-03-29
TX RA APPROVED 2022-01-04
CA RA APPROVED 2021-11-23
  • ID RA
    APPROVED
    Since 2023-03-29
  • TX RA
    APPROVED
    Since 2022-01-04
  • CA RA
    APPROVED
    Since 2021-11-23

Branch Locations

20385 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank La Habra CA 01/2016 09/2021
Jpmorgan Securities Llc. Whittier CA 09/2021 08/2023
J.P. Morgan Securities Llc Yorba Linda CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Yorba Linda CA 09/2023 Present
  • 01/2016 → 09/2021
    Jpmorgan Chase Bank
    La Habra, CA
  • 09/2021 → 08/2023
    Jpmorgan Securities Llc.
    Whittier, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Yorba Linda, CA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Yorba Linda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
S63 Uniform Securities Agent State Law Examination 2014-04-04
  • S66 Uniform Combined State Law Examination
    2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    2014-04-04
Other Names
  • Eric Andrew Hale

View on SEC IAPD

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