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Zhenxing Lao

Citigroup Global Markets Inc.

Irvine, CA

Fountain Valley, CA

Yorba Linda, CA

Yorba Linda, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-01
  • CA RA
    APPROVED
    Since 2021-03-01

Branch Locations

Citi Retail Banking 5511 Alton Parkway, Irvine, CA 92618 • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Yorba Linda, CA • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Alhambra CA 04/2015 06/2018
Wells Fargo Clearing Services, Llc Alhambra CA 08/2016 06/2018
Hsbc Securities Usa Inc Irvine CA 10/2018 03/2021
Unemployed Unemployed CA 06/2018 09/2018
Hsbc Bank Usa Inc Irvine CA 09/2018 03/2021
Citigroup Irvine CA 03/2021 Present
  • 04/2015 → 06/2018
    Wells Fargo Bank, Na
    Alhambra, CA
  • 08/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Alhambra, CA
  • 10/2018 → 03/2021
    Hsbc Securities Usa Inc
    Irvine, CA
  • 06/2018 → 09/2018
    Unemployed
    Unemployed, CA
  • 09/2018 → 03/2021
    Hsbc Bank Usa Inc
    Irvine, CA
  • 03/2021 → Present
    Citigroup
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2019-11-18
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16
Other Names
  • Ronald Lao

View on SEC IAPD

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