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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| CA | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Index Strategy Advisors | Redondo Beach | CA | 09/2013 | 07/2019 |
| Hercules Investments | Redondo Beach | CA | 09/2019 | 07/2020 |
| Securian Financial Services Inc | Newport Beach | CA | 07/2020 | 11/2022 |
| Minnesota Life Insurance Co | Newport Beach | CA | 07/2020 | 11/2022 |
| Tax & Financial Group | Newport Beach | CA | 07/2020 | 11/2022 |
| Rose Meat Services Inc | Vernon | CA | 10/2018 | 02/2019 |
| Tst Management Inc | Irvine | CA | 07/2016 | 01/2019 |
| Massmutual Life Insurance Company | Newport Beach | CA | 11/2022 | 03/2024 |
| Mml Investors Services, Llc | Newport Beach | CA | 11/2022 | 03/2024 |
| Principal Securities Inc | Irvine | CA | 03/2024 | Present |
| Principal Life Insurance Company | Irvine | CA | 03/2024 | Present |
INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2024 ADDRESS: 575 Anton Blvd., Suite 900, Costa Mesa CA 92626, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-07 |
| S65 | Uniform Investment Adviser Law Examination | 2019-11-07 |
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