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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-12
TX RA APPROVED 2026-01-12
  • CA RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED
    Since 2026-01-12

Branch Locations

1920 Main St Ste 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gt Securities, Inc. Los Angeles CA 03/2019 03/2020
Touchstone It Services Austin TX 05/2014 12/2025
Unemployed Cucamonga CA 03/2020 05/2020
Xnergy Financial Llc San Diego CA 05/2020 04/2021
Infinite Computer Solutions Rockville MD 10/2022 02/2023
Ducat Capital Partners Llc Dover DE 03/2021 12/2024
Epsoft Inc Las Colinas TX 02/2024 10/2024
Gt Securities, Inc. Los Angeles CA 07/2025 12/2025
Xenergy Financial Llc Los Angeles CA 03/2023 12/2023
Principal Securities Inc Irvine CA 12/2025 Present
Principal Life Insurance Co Irvine CA 12/2025 Present
  • 03/2019 → 03/2020
    Gt Securities, Inc.
    Los Angeles, CA
  • 05/2014 → 12/2025
    Touchstone It Services
    Austin, TX
  • 03/2020 → 05/2020
    Unemployed
    Cucamonga, CA
  • 05/2020 → 04/2021
    Xnergy Financial Llc
    San Diego, CA
  • 10/2022 → 02/2023
    Infinite Computer Solutions
    Rockville, MD
  • 03/2021 → 12/2024
    Ducat Capital Partners Llc
    Dover, DE
  • 02/2024 → 10/2024
    Epsoft Inc
    Las Colinas, TX
  • 07/2025 → 12/2025
    Gt Securities, Inc.
    Los Angeles, CA
  • 03/2023 → 12/2023
    Xenergy Financial Llc
    Los Angeles, CA
  • 12/2025 → Present
    Irvine, CA
  • 12/2025 → Present
    Principal Life Insurance Co
    Irvine, CA
Other Businesses

**INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/12/2026 ADDRESS: 1920 Main St., Ste 700, Irvine CA 92614, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **TOUCHSTONE IT SERVICES, LLC POSITION: President & CEO NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2014 ADDRESS: 5900 Balcones Dr, Ste 100, Austin TX 78731, United States DESCRIPTION: I am the sole owner, founder, and hold the title of President & CEO. Touchstone IT Services' business has absolutely nothing to do with the securities industry. Touchstone IT Services does not sell any products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2018-09-24
  • S65 Uniform Investment Adviser Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2018-09-24

View on SEC IAPD

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