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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-29
  • CA RA
    APPROVED
    Since 2021-10-29

Branch Locations

1920 Main St Ste 700, Irvine, CA 92614 • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 06/2016 09/2021
Principal Life Insurance Company Anaheim CA 10/2021 Present
Principal Securities Inc Anaheim CA 10/2021 Present
  • 06/2016 → 09/2021
    Securian Financial Services, Inc.
    St. Paul, MN
  • 10/2021 → Present
    Principal Life Insurance Company
    Anaheim, CA
  • 10/2021 → Present
    Anaheim, CA
Previous Registrations
  • 2017-04-04 → 2021-10-20
    Securian Financial Services, Inc.
    Newport Beach, CA
Other Businesses

**INSURANCE POSITION: Outside Insurance Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/29/2021 ADDRESS: 575 Anton Blvd,, Suite 900, Costa Mesa CA 92626, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Medicare & Medicaid Insurance through various carriers. **SANTA FE SPRINGS CHAMBER OF COMMERCE POSITION: Chairperson for Business Owner Education NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 12016 Telegraph Road, Suite 100, Santa Fe Springs CA 90670, United States DESCRIPTION: I am the Chairperson for Business Owner Education. I create and help execute the educational events the chamber offers. I will have no check writing ability, nor access to any of the finances. **WOMEN IN MANUFACTURING-LOS ANGELES POSITION: Board member-membership chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2022 ADDRESS: 575 Anton Blvd, 900, Costa Mesa CA 92646, United States DESCRIPTION: I am a co-chair for Membership for this Chapter of Women in Manufacturing. I help organize events and help plan annual events. **ROTARY-NORWALK/SANTA FE SPRINGS POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 12016 Telegraph Rd, Santa Fe Springs CA 90670, United States DESCRIPTION: We are a community service based club. I am the chair for education. I focus on the camp we fund for kids to go in the spring and scholarships interviews for our scholarship program.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-24
  • S66 Uniform Combined State Law Examination
    2017-03-24

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