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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-18
CA RA APPROVED 2008-08-12
  • TX RA
    APPROVED
    Since 2025-08-18
  • CA RA
    APPROVED
    Since 2008-08-12

Branch Locations

1920 Main St Ste 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Irvine CA 08/2008 Present
Principal Securities Inc Irvine CA 03/2016 Present
  • 08/2008 → Present
    Principal Life Insurance Company
    Irvine, CA
  • 03/2016 → Present
    Irvine, CA
Previous Registrations
  • 2002-07-18 → 2008-07-18
    Securian Financial Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
Other Businesses

***Fixed Insurance; Investment Related; Mesa, CA; Agent; Fixed Life DI, LTC, Group, Health; Start Date: 08/01/2008; 5 hrs per month; 5 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-15
S63 Uniform Securities Agent State Law Examination 1991-06-21
  • S65 Uniform Investment Adviser Law Examination
    2001-10-15
  • S63 Uniform Securities Agent State Law Examination
    1991-06-21
Designations
Other Names
  • Jeff Golan

View on SEC IAPD

Other Firms

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