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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-18 |
| CA | RA | APPROVED | 2008-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Irvine | CA | 08/2008 | Present |
| Principal Securities Inc | Irvine | CA | 03/2016 | Present |
***Fixed Insurance; Investment Related; Mesa, CA; Agent; Fixed Life DI, LTC, Group, Health; Start Date: 08/01/2008; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-21 |
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