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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Glendale | CA | 12/2014 | 01/2017 |
| New York Life Insurance Company | Glendale | CA | 12/2014 | 01/2017 |
| Thrivent Investment Management Inc | Huntington Beach | CA | 03/2017 | 12/2022 |
| Thrivent Financial | Appleton | WI | 03/2017 | 05/2017 |
| Thrivent Financial | Appleton | WI | 05/2017 | 12/2022 |
| Principal Life Insurance Company | Irvine | CA | 12/2022 | Present |
| Principal Securities, Inc. | Irvine | CA | 12/2022 | Present |
**INSURANCE POSITION: Outside Insurance Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/16/2023 ADDRESS: 575 Anton Blvd, Suite 900, Costa Mesa CA 92626, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medicaid through various carriers. **TIMECAP LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2021 ADDRESS: 40 Palatine #119, Irvine CA 92612, United States DESCRIPTION: Owner - this is an early-stage tech startup, and I am personally self-funding the development of the video editing software. It is not financial in nature, and I speak with the developers regarding the functions and features.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-04 |
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