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Joshua Michael Garcia

LPl Enterprise, LLC

Louisville, KY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-08
KY RA APPROVED 2025-07-08
  • IN RA
    APPROVED
    Since 2025-07-08
  • KY RA
    APPROVED
    Since 2025-07-08

Branch Locations

9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walmart Corporation Lafayette IN 05/2020 07/2021
Purdue Federal Credit Union West Lafayette IN 05/2024 09/2024
Purdue University West Lafayette IN 08/2021 05/2025
Unemployed Lafayette IN 11/2014 07/2017
Señor Tacos Lafayette IN 07/2017 08/2021
Potts Construction West Lafayette IN 05/2023 09/2023
Lpl Enterprise Llc Louisville KY 06/2025 Present
  • 05/2020 → 07/2021
    Walmart Corporation
    Lafayette, IN
  • 05/2024 → 09/2024
    Purdue Federal Credit Union
    West Lafayette, IN
  • 08/2021 → 05/2025
    Purdue University
    West Lafayette, IN
  • 11/2014 → 07/2017
    Unemployed
    Lafayette, IN
  • 07/2017 → 08/2021
    Señor Tacos
    Lafayette, IN
  • 05/2023 → 09/2023
    Potts Construction
    West Lafayette, IN
  • 06/2025 → Present
    Louisville, KY
Other Businesses

1. 06/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - West Lafayette, IN - Start Date 06/17/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 06/17/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - West Lafayette, IN - Start Date 06/17/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-08
  • S66 Uniform Combined State Law Examination
    2025-07-08
Other Names
  • Joshua Michael Garcia
  • Joshua Garcia

View on SEC IAPD

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