Maxwell Marsico

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-11-13

NV RA
APPROVED

Since 2024-11-13

Branch Locations

10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed Professional Golfer	Las Vegas	NV	06/2014	01/2024
Ubs Financial Services, Inc	Las Vegas	NV	06/2024	Present
Independent Contractor	Las Vegas	NV	01/2024	Present

06/2014 → 01/2024

Self Employed Professional Golfer

Las Vegas, NV
06/2024 → Present

Ubs Financial Services, Inc

Las Vegas, NV
01/2024 → Present

Independent Contractor

Las Vegas, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-11

S66 Uniform Combined State Law Examination

2024-11-11

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

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