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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-01-02
  • IA RA
    APPROVED
    Since 2025-01-02

Branch Locations

4019 Ingersoll Ave, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 01/2019 06/2024
Teach For America Memphis TN 03/2016 01/2019
Orangetheory Coralville Coralville IA 01/2022 06/2024
Club Pilates - Coralville Coralville IA 08/2023 06/2024
Principal Life Insurance Company Des Moines IA 06/2024 Present
Principal Securites, Inc. Des Moines IA 06/2024 Present
Smith & Frieberg Des Moines, Ia IA 07/2024 01/2025
Smith + Co Financial Des Moines IA 01/2025 Present
  • 01/2019 → 06/2024
    Principal Financial Group
    Des Moines, IA
  • 03/2016 → 01/2019
    Teach For America
    Memphis, TN
  • 01/2022 → 06/2024
    Orangetheory Coralville
    Coralville, IA
  • 08/2023 → 06/2024
    Club Pilates - Coralville
    Coralville, IA
  • 06/2024 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 06/2024 → Present
    Principal Securites, Inc.
    Des Moines, IA
  • 07/2024 → 01/2025
    Smith & Frieberg
    Des Moines, Ia, IA
  • 01/2025 → Present
    Smith + Co Financial
    Des Moines, IA
Other Businesses

**SMITH + CO FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Financial Strategies/Needs Analysis, Life Insurance/ Annuities, Seminars/Educational INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2025 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: DBA Marketing Name. **FITNESS IC POSITION: Coach NATURE: Gym INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1303 5th St, Coralville IA 52241, United States DESCRIPTION: Coaching clients on form in the gym. **SMITH & CO FINANCIAL POSITION: Financial Advisor NATURE: Employee INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/15/2025 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: Apprenticing under Jenny Smith - My day to day includes Transcribing client meeting notes; running retirement analysis; preparing case recommendations; and responding to clients' questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06

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