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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Des Moines | IA | 01/2019 | 06/2024 |
| Teach For America | Memphis | TN | 03/2016 | 01/2019 |
| Orangetheory Coralville | Coralville | IA | 01/2022 | 06/2024 |
| Club Pilates - Coralville | Coralville | IA | 08/2023 | 06/2024 |
| Principal Life Insurance Company | Des Moines | IA | 06/2024 | Present |
| Principal Securites, Inc. | Des Moines | IA | 06/2024 | Present |
| Smith & Frieberg | Des Moines, Ia | IA | 07/2024 | 01/2025 |
| Smith + Co Financial | Des Moines | IA | 01/2025 | Present |
**SMITH + CO FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Financial Strategies/Needs Analysis, Life Insurance/ Annuities, Seminars/Educational INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2025 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: DBA Marketing Name. **FITNESS IC POSITION: Coach NATURE: Gym INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1303 5th St, Coralville IA 52241, United States DESCRIPTION: Coaching clients on form in the gym. **SMITH & CO FINANCIAL POSITION: Financial Advisor NATURE: Employee INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/15/2025 ADDRESS: 4019 Ingersoll Ave, Des Moines IA 50312, United States DESCRIPTION: Apprenticing under Jenny Smith - My day to day includes Transcribing client meeting notes; running retirement analysis; preparing case recommendations; and responding to clients' questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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