Penny Sue Hein

CRD 1941030

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-03

TX RA
APPROVED_RES

Since 2020-02-03

Branch Locations

440 E Grand Ave Suite D, Des Moines, IA 50309-1932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spectrum Financial Services	Des Moines	IA	08/2013	11/2019
Broker Dealer Financial Services Inc	West Des Moines	IA	07/2016	11/2019
Edward Jones	Ankeny	IA	11/2019	Present

08/2013 → 11/2019

Spectrum Financial Services

Des Moines, IA
07/2016 → 11/2019

Broker Dealer Financial Services Inc

West Des Moines, IA
11/2019 → Present

Edward Jones

Ankeny, IA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-26

S63 Uniform Securities Agent State Law Examination

1989-05-26

Other Names

Penny Sue Keeney

View on SEC IAPD

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Nearby Investors

Kathryn Leeper Hooper

ROGER ROBERT RUDEN

Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

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