Kathryn Leeper Hooper

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2017
  Boyle Capital Management
  West Des Moines, IA
• 05/2017 → 12/2017
  Invest Financial Corporation
  Tampa, FL
• 05/2017 → 08/2021
  Iowa State Bank
  Des Moines, IA
• 12/2017 → 08/2021
  Sorrento Paficif Financial, Llc
  San Diego, CA
• 08/2021 → 01/2025
  Sorrento Paficif Financial, Llc
  San Diego, CA
• 08/2021 → Present
  Iowa State Bank
  Des Moines, IA
• 01/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2017-12-15 → 2025-01-10
  Sorrento Pacific Financial, Llc
  Des Moines, IA
  San Diego, CA
• 2017-05-25 → 2017-12-15
  Invest Financial Corporation
  Des Moines, IA
• 2011-11-10 → 2016-04-25
  Investment Advisors Corp
  West Des Moines, IA
• 2011-01-03 → 2011-10-05
  Wells Fargo Clearing Services, Llc
  Clive, IA
• 2010-08-05 → 2011-01-03
  Wells Fargo Investments, Llc
  Des Moines, IA
  Clive, IA
  Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2010-08-04
• S63 Uniform Securities Agent State Law Examination
  1999-01-20

Other Names

• Kathryn Lea Leeper