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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-22 |
| IA | RA | APPROVED | 2008-12-02 |
Branch Locations
601 E Locust St. Suite 102, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2008 | Present |
VARIOUS OUTSIDE INSURANCE BROKERAGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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