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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-08 |
| IA | RA | APPROVED | 2025-02-13 |
Branch Locations
515 E Locust St Ste 250, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Decisions Group Llc | W Des Moines | IA | 01/2018 | 12/2021 |
| Signator Investors, Inc. | West Des Moines | IA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | West Des Moines | IA | 11/2018 | 12/2021 |
| Uncommon Wealth Partners, Llc. | Ankeny | IA | 12/2021 | 02/2025 |
| Financial Decisions Group | West Des Moines | IA | 12/2011 | 12/2021 |
| Fedex | Grimes | IA | 07/2019 | 12/2021 |
| Lpl Financial, Llc | Des Moines | IA | 02/2025 | Present |
1 - 01/2025 - Paradigm Wealth Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 01/2025 - Non-Variable Insurance Trails Only - Inv Related - IA 50003 - OBA Start Date: 01/13/2025. 3 - 01/2025 - Financial Strength Planning, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 120 Hours/Month - 40 Hours During Trading - IA 50003 - OBA Start Date: 01/13/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-04 |
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