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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-12 |
| IA | RA | APPROVED | 2020-01-03 |
Branch Locations
515 E Locust St Ste 250, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 10/2010 | 01/2020 |
| Lpl Financial, Llc | Des Moines | IA | 01/2020 | Present |
1) 7/2009 - Business Entity For Tax/Investment Purposes Only - Yoder Support Services - Investment Related - 8933 Valley Parkway Johnston IA 50131 2) 11/2018 - NOTARY - RICHARD YODER - Investment Related - Des Moines, IA 50309 3) 11/2019 - DBA for LPL Business (entity for LPL business) - Paradigm Wealth Partners, LLC - Investment Related - Des Moines, IA 50309
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-14 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-14 |
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