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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-21 |
| NV | RA | APPROVED | 2012-01-20 |
Branch Locations
8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Henderson | NV | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, LAHAINA, HI, 100% OWNERSHIP WITH SPOUSE, START 1/17/2012, ZERO HOURS PER MONTH, LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BOULDER CITY,NV; 100% OWNERSHIP; START DATE 10/16/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-09 |
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