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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-11-05 |
| CO | RA | APPROVED | 2025-11-03 |
Branch Locations
2323 Grand Ave Ste 210, Des Moines, IA 50312 • United States
Denver, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Att Retail | Wheat Ridge | CO | 01/2016 | 12/2022 |
| The Connor Group | Denver | CO | 03/2023 | 01/2024 |
| Unemployed | Denver | CO | 02/2024 | 04/2024 |
| Student | Manchester | NH | 07/2017 | 12/2021 |
| Abc Phones. Victra | Denver | CO | 12/2022 | 03/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2024 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Englewood | CO | 06/2024 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | 09/2025 |
| Vasa | Aurora | CO | 06/2025 | Present |
| Lpl Financial | West Des Moines | IA | 09/2025 | Present |
1. 09/2025- SA3 Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 09/12/2025 2. 09/2025- VASA Fitness- Coach/Sports/Fitness- Non Inv Rel- Aurora, CO 80011- 8 Hrs Per Mnth- Start Date 01/01/2025 3. 07/01/2026- Senior Marketing Specialists- Non-Variable Insurance/Insurance Agency- Investment Related- At Reported Business Location(s) - Start Date 06/29/2026 - 10 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-03 |
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