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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-05-20 |
Branch Locations
460 Central Way, Kirkland, WA 98033 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Woodinville | WA | 02/2024 | Present |
| Wells Fargo Bank, Na | Woodinville | WA | 03/2017 | Present |
| Costco | Woodinville | WA | 10/2016 | 01/2017 |
| Boston's Pizza And Sports Bar | Mill Creek | WA | 04/2015 | 10/2016 |
| In Aisle Eight Llc | Everett | WA | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-26 |
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