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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-06-22 |
Branch Locations
3500 Carillon Pt., Kirkland, WA 98033 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cosse International Securities Inc. | Seattle | WA | 12/2016 | 01/2018 |
| Unemployed | Berlin | 01/2016 | 11/2016 | |
| Raymond James & Associates, Inc | Kirkland | WA | 01/2018 | Present |
(1)Name of Business: Address: 2913 S Atlantic St, Seattle, WA, 98144, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/25/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsibilities include renting out two apartment units, and any other property management related activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-13 |
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