Scott Norman Settle

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-11-22

WA RA
APPROVED

Since 2023-11-22

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Everett, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	03/2009	11/2018
Penn Mutual Life Ins Co	Horsham	PA	03/2009	11/2018
Woodbury Financial Services Inc	Everett	WA	11/2018	10/2023
Raymond James & Associates	Seattle	WA	10/2023	Present

03/2009 → 11/2018

Hornor Townsend & Kent Inc

Horsham, PA
03/2009 → 11/2018

Penn Mutual Life Ins Co

Horsham, PA
11/2018 → 10/2023

Woodbury Financial Services Inc

Everett, WA
10/2023 → Present

Raymond James & Associates

Seattle, WA

Previous Registrations

2018-11-05 → 2023-11-21

Woodbury Financial Services, Inc.

Issaquah, WA

Bellevue, WA
2009-03-31 → 2018-11-13

Hornor, Townsend & Kent, Llc

Bellevue, WA
2008-01-01 → 2009-03-23

Wells Fargo Clearing Services, Llc

Kirkland, WA
2003-01-02 → 2008-01-01

A. G. Edwards & Sons, Inc.

Kirkland, WA

St. Louis, MO

Kirkland, WA
2000-08-28 → 2002-09-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Everett, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-07

S66 Uniform Combined State Law Examination

2000-07-07

View on SEC IAPD

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