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Leeann Huggins

Raymond James & Associates, Inc.

Bellevue, WA

Kirkland, WA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-06-08
  • WA RA
    APPROVED
    Since 2017-06-08

Branch Locations

Bellevue, WA • United States

3500 Carillon Pt., Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellevue WA 06/2008 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Raymond James & Associates, Inc. Kirkland WA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-19
S63 Uniform Securities Agent State Law Examination 1987-03-06
  • S65 Uniform Investment Adviser Law Examination
    1993-04-19
  • S63 Uniform Securities Agent State Law Examination
    1987-03-06
Designations
Other Names
  • Leeann Janes
  • Leeann Sharphuggins
  • Leeann Sharp
  • Lee Ann Sharp
  • Huggins
  • Leeann Huggins
  • Leeann Sharphuggins
  • Leeann Huggins
  • Leeann Sharp-Huggins

View on SEC IAPD

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