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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-09 |
| WA | RA | APPROVED | 2026-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Redmond | WA | 12/2015 | 04/2019 |
| D.A. Davidson & Co. | Redmond | WA | 04/2019 | 04/2026 |
| Raymond James & Associates, Inc. | Kirkland | WA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-23 |
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