Best Investors Account Sign in

Alan Leung

Raymond James & Associates, Inc.

Kirkland, WA

CRD 7909943

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-06-18
  • WA RA
    APPROVED
    Since 2025-06-18

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Kirkland WA 05/2024 12/2024
Raymond James & Associates, Inc. Kirkland WA 01/2025 Present
Zillow Group Seattle WA 04/2017 03/2022
Addioz Seattle WA 10/2016 04/2017
None Seattle WA 03/2022 05/2024
None Seattle WA 07/2016 10/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
  • S66 Uniform Combined State Law Examination
    2025-06-16

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
PRIVATE ASSET MANAGEMENT INC
RBC CAPITAL MARKETS, LLC

Nearby Investors

ROBERT MATTHEW GRELLA
SCOTT NORMAN SETTLE
Julia Theresa Cosse

Nearby Offices

LPL FINANCIAL LLC · KIRKLAND, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA

More in Kirkland, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor