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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-18 |
| TX | RA | APPROVED | 2024-09-18 |
| IN | RA | APPROVED | 2024-06-11 |
Branch Locations
295 N Hubbards Ln Ste 204, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Louisville | KY | 01/2024 | Present |
| Ups | Clarksville | IN | 11/2023 | 01/2024 |
| First Financial Bank | New Albany | IN | 02/2022 | 10/2023 |
| Pnc Bank | New Albany | IN | 03/2021 | 02/2022 |
| Hewlett Packard | Louisville | KY | 09/2020 | 03/2021 |
| Pool Man | Clarksville | IN | 05/2017 | 09/2020 |
| University Of Southern Indiana | Evansville | IN | 08/2016 | 05/2017 |
| Indiana University Southeast | New Albany | IN | 08/2018 | 07/2022 |
Outside Employment; OPM Earnings; Associate Financial Advisor; Manage advisory business; 295 N Hubbards Ln, Ste 204, Louisville, KY, 40207; Investment-Related; 09/18/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Swimming pool cleaning and maintenance; Providing assistance with basic swimming pool maintenance including pool opening, cleaning, chemical check and balancing, and winterization.; 3937 Douglas Ave, , New Albany, IN, 47150; Not Investment-Related; 05/02/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-10 |
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