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Austin Richard Sherman

LPl Enterprise, LLC

Las Vegas, NV

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14

Branch Locations

8565 S. Eastern Avenue Suite 154, Las Vegas, NV 89123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 12/2023 05/2024
Family First Life Henderson NV 06/2023 12/2023
Care Connect Henderson NV 03/2020 04/2023
Amaryllis Assisted Living Walnut Creek CA 02/2019 08/2021
Unemployed Pleasant Hill CA 09/2018 02/2019
Chow Restaurant Danville CA 04/2017 09/2018
Unemployed Pleasant Hill CA 12/2016 04/2017
Benihana Corps Concord CA 12/2013 12/2016
Pruco Securities Llc Las Vegas NV 04/2024 11/2024
Unemployed Henderson NV 05/2023 05/2023
The Prudential Insurance Company Of America Las Vegas NV 05/2024 Present
Lpl Enterprise, Llc Las Vegas NV 11/2024 Present
  • 12/2023 → 05/2024
    Equitable Advisors, Llc
    New York, NY
  • 06/2023 → 12/2023
    Family First Life
    Henderson, NV
  • 03/2020 → 04/2023
    Care Connect
    Henderson, NV
  • 02/2019 → 08/2021
    Amaryllis Assisted Living
    Walnut Creek, CA
  • 09/2018 → 02/2019
    Unemployed
    Pleasant Hill, CA
  • 04/2017 → 09/2018
    Chow Restaurant
    Danville, CA
  • 12/2016 → 04/2017
    Unemployed
    Pleasant Hill, CA
  • 12/2013 → 12/2016
    Benihana Corps
    Concord, CA
  • 04/2024 → 11/2024
    Pruco Securities Llc
    Las Vegas, NV
  • 05/2023 → 05/2023
    Unemployed
    Henderson, NV
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Las Vegas, NV
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Las Vegas, NV
Previous Registrations
Other Businesses

1. 06/24/2025 - Collector Connector - Other - Ebay/TCGplayer Seller- Henderson, NV - NOT INV REL - Start Date 01/17/2021 - 3hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-05
  • S66 Uniform Combined State Law Examination
    2023-12-05

View on SEC IAPD

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BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

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Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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