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Xin Li

Cetera Investment Advisers LLC

Torrance, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-29
  • CA RA
    APPROVED
    Since 2025-01-29

Branch Locations

23211 Hawthorne Blvd #108, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cathay Bank Irvine CA 10/2021 Present
New York University New York NY 09/2019 06/2021
Michigan State University Lansing MI 09/2015 06/2019
N/A Irvine CA 06/2021 10/2021
Cetera Investment Services Llc St Cloud MN 09/2024 Present
Cetera Investment Advisers Llc Irvine CA 01/2025 Present
  • 10/2021 → Present
    Cathay Bank
    Irvine, CA
  • 09/2019 → 06/2021
    New York University
    New York, NY
  • 09/2015 → 06/2019
    Michigan State University
    Lansing, MI
  • 06/2021 → 10/2021
    N/A
    Irvine, CA
  • 09/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2025 → Present
    Cetera Investment Advisers Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-27
  • S66 Uniform Combined State Law Examination
    2025-01-27

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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