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Penny A Mody

Wells Fargo Clearing Services, LLC

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-30
  • TX RA
    APPROVED
    Since 2024-10-30

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2023 Present
Nevada State Bank Las Vegas NV 08/2023 11/2023
Genu Bank Las Vegas NV 01/2023 06/2023
Wells Fargo Bank Las Vgeas NV 09/2018 12/2022
Saint Viator Catholic School Las Vegas NV 06/2014 09/2018
  • 11/2023 → Present
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
  • 08/2023 → 11/2023
    Nevada State Bank
    Las Vegas, NV
  • 01/2023 → 06/2023
    Genu Bank
    Las Vegas, NV
  • 09/2018 → 12/2022
    Wells Fargo Bank
    Las Vgeas, NV
  • 06/2014 → 09/2018
    Saint Viator Catholic School
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-30
S63 Uniform Securities Agent State Law Examination 2024-05-20
  • S65 Uniform Investment Adviser Law Examination
    2024-10-30
  • S63 Uniform Securities Agent State Law Examination
    2024-05-20
Other Names
  • Penny Ann Zane

View on SEC IAPD

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QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
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