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Bryan Williams

Northwestern Mutual Investment Services, LLC

Colorado Spgs, CO

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armed Forces Colorado Springs CO 11/2010 10/2023
First Command Colorado Springs CO 10/2023 12/2024
Unemployed Colorado Springs CO 12/2024 02/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2025 Present
Northwestern Mutual Investment Services Llc Colorado Spgs CO 02/2025 Present
  • 11/2010 → 10/2023
    Armed Forces
    Colorado Springs, CO
  • 10/2023 → 12/2024
    First Command
    Colorado Springs, CO
  • 12/2024 → 02/2025
    Unemployed
    Colorado Springs, CO
  • 02/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2025 → Present
    Northwestern Mutual Investment Services Llc
    Colorado Spgs, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-14
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S65 Uniform Investment Adviser Law Examination
    2024-11-14
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31
Other Names
  • Bryan Williams

View on SEC IAPD

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Other Offices

SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO
NOVA FINANCIAL SERVICES · COLORADO SPRINGS, CO
LPL FINANCIAL LLC · COLORADO SPRINGS, CO
LPL FINANCIAL LLC · COLORADO SPRINGS, CO

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