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Current Employers
Seamount Financial Group Inc

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-26
CA RA APPROVED 2004-04-16
CO RA APPROVED 1999-06-03
  • TX RA
    APPROVED
    Since 2015-08-26
  • CA RA
    APPROVED
    Since 2004-04-16
  • CO RA
    APPROVED
    Since 1999-06-03

Branch Locations

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seamount Financial Group, Inc. Colorado Springs CO 12/1998 Present
Grove Point Investments, Llc Rockville MD 10/1999 05/2025
Dorsett Wealth Management, Llc. Colorado Springs CO 01/2021 Present
Lpl Financial Llc Colorado Springs CO 05/2025 Present
  • 12/1998 → Present
    Colorado Springs, CO
  • 10/1999 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 01/2021 → Present
    Dorsett Wealth Management, Llc.
    Colorado Springs, CO
  • 05/2025 → Present
    Lpl Financial Llc
    Colorado Springs, CO
Other Businesses

1- 05/2025 - Equity Trust Company SDIRA FBO Christopher Dorsett - Real Estate Rental - Westlake, OH - Investment Related - Start Date 11/16/2023 - 0 hours per month/ during trading 2- 05/2025 - Dorsett Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Home Based - Investment Related - Start Date 01/01/2021 - 3 hours per month/ 0 hours during trading 3- 05/2025 - Seamount Financial Group, LLC - Registered Investment Advisor DBA - IAR - At Reported Business Location(s) - Investment Related - Start Date 01/01/1999 - 50 hours per month/ 35 hours during trading - I provide investment advisory services through Seamount Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/1999. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 05/2025 - Christopher Dorsett, Insurance - Non-Variable Insurance - Home Based - Investment Related - Start Date 08/11/2014 - 1 hour per month/

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-24
S63 Uniform Securities Agent State Law Examination 1998-06-18
  • S65 Uniform Investment Adviser Law Examination
    1998-07-24
  • S63 Uniform Securities Agent State Law Examination
    1998-06-18
Designations

View on SEC IAPD

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