Karla Ross

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 04/2020
  Securities America, Inc.
  Colorado Springs, CO
• 01/2009 → 04/2020
  Securities America Advisors, Inc.
  Colorado Springs, CO
• 02/2020 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2009-01-23 → 2020-04-16
  Securities America Advisors, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
• 2007-09-19 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Colorado Springs, CO
  Folsom, CA
  Colorado Springs, CO

Other Businesses

1)03/11/2020 - Karla Ross Investment Services, LLC - Business Entity - inv rel - at reported business location(s) - start: 2005 2)03/11/2020 - Karla Ross, CFP - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2018 3)03/11/2020 - Real Estate Rental - inv rel - Richmond, KY - start: 2009

Exams

• S66 Uniform Combined State Law Examination
  2007-09-12

Designations

• Certified Financial Planner

Other Names

• Karla Ross-Bryan