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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-04-16 |
| TX | RA | APPROVED | 2020-04-16 |
Branch Locations
104 S. Cascade Ave., Suite 204, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Colorado Springs | CO | 01/2009 | 04/2020 |
| Securities America Advisors, Inc. | Colorado Springs | CO | 01/2009 | 04/2020 |
| Lpl Financial Llc | Colorado Springs | CO | 02/2020 | Present |
1)03/11/2020 - Karla Ross Investment Services, LLC - Business Entity - inv rel - at reported business location(s) - start: 2005 2)03/11/2020 - Karla Ross, CFP - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2018 3)03/11/2020 - Real Estate Rental - inv rel - Richmond, KY - start: 2009
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-12 |
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