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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-16
TX RA APPROVED 2020-04-16
  • CO RA
    APPROVED
    Since 2020-04-16
  • TX RA
    APPROVED
    Since 2020-04-16

Branch Locations

104 S. Cascade Ave., Suite 204, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Colorado Springs CO 01/2009 04/2020
Securities America Advisors, Inc. Colorado Springs CO 01/2009 04/2020
Lpl Financial Llc Colorado Springs CO 02/2020 Present
  • 01/2009 → 04/2020
    Securities America, Inc.
    Colorado Springs, CO
  • 01/2009 → 04/2020
    Securities America Advisors, Inc.
    Colorado Springs, CO
  • 02/2020 → Present
    Colorado Springs, CO
Previous Registrations
  • 2009-01-23 → 2020-04-16
    Securities America Advisors, Inc.
    Colorado Springs, CO
    Colorado Springs, CO
  • 2007-09-19 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Colorado Springs, CO
    Folsom, CA
    Colorado Springs, CO
Other Businesses

1)03/11/2020 - Karla Ross Investment Services, LLC - Business Entity - inv rel - at reported business location(s) - start: 2005 2)03/11/2020 - Karla Ross, CFP - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2018 3)03/11/2020 - Real Estate Rental - inv rel - Richmond, KY - start: 2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-12
  • S66 Uniform Combined State Law Examination
    2007-09-12
Designations
Other Names
  • Karla Ross-Bryan

View on SEC IAPD

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