Troy Carlson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Colorado Springs, CO
• 11/2016 → 01/2020
  Wells Fargo Clearing Services, Llc
  Colorado Springs, CO
• 01/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Colorado Springs, CO

Previous Registrations

• 2008-01-01 → 2020-01-17
  Wells Fargo Clearing Services, Llc
  Colorado Springs, CO
  Colorado Springs, CO
• 2000-02-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
  St. Louis, MO

Other Businesses

DANCING BULL WEALTH MANAGEMENT, LLC, INVT RELATED, COLORADO SPRINGS, CO, 100% OWNERSHIP, START DATE 1/17/2020, 40 HRS PER MONTH, 40 HRS DURING TRADING, OWNER AND MANAGER.; TRUSTEE FOR DANCING BULL WEALTH MANAGEMENT 401K, INV RELATED, COLORADO SPRINGS, CO, START: 10/8/2021, 1 HR/MONTH, 1 HR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1999-06-18

Designations

• Certified Financial Planner

Other Names

• Tc Carlson
• Troy Linn Carlson