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90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-10-08 |
| CA | RA | APPROVED | 1999-06-28 |
| CO | RA | APPROVED | 1999-06-03 |
Branch Locations
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seamount Financial Group, Inc. | Colorado Springs | CO | 12/1998 | Present |
| Grove Point Investments, Llc. | Rockville | MD | 10/1999 | 05/2025 |
| Lpl Financial Llc | Colorado Springs | CO | 05/2025 | Present |
1. 05/2025 - Seamount Financial Group, Inc. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/01/1999 - 173 Hrs/Mth - 130 Hrs During Trading - I provide investment advisory services through Seamount Financial Group, Inc., an independent investment advisor firm. I started this business activity in 05/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-14 |
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