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90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-04 |
| CO | RA | APPROVED | 2022-11-04 |
Branch Locations
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 09/2022 | 05/2025 |
| Seamount Financial Group, Inc | Colorado Springs | CO | 07/2022 | 05/2025 |
| Podium, Inc | Lehi | UT | 03/2019 | 06/2022 |
| Qualtrics International, Inc | Provo | UT | 06/2017 | 03/2019 |
| Full-Time College Student | Waco | TX | 08/2013 | 05/2017 |
| Seamount Financial Group, Inc. | Colorado Springs | CO | 11/2022 | Present |
| Lpl Financial Llc | Colorado Springs | CO | 05/2025 | Present |
1- 05/2025 - Seamount Financial Group, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/1999 - 160 hours per month/ 80 hours during trading - I provide investment advisory services through Seamount Financial Group, LLC, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 05/2025 - Nicholas Dorsett - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/12/2023 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
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