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Current Employers
Seamount Financial Group Inc

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-04
CO RA APPROVED 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-04
  • CO RA
    APPROVED
    Since 2022-11-04

Branch Locations

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 09/2022 05/2025
Seamount Financial Group, Inc Colorado Springs CO 07/2022 05/2025
Podium, Inc Lehi UT 03/2019 06/2022
Qualtrics International, Inc Provo UT 06/2017 03/2019
Full-Time College Student Waco TX 08/2013 05/2017
Seamount Financial Group, Inc. Colorado Springs CO 11/2022 Present
Lpl Financial Llc Colorado Springs CO 05/2025 Present
  • 09/2022 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 07/2022 → 05/2025
    Colorado Springs, CO
  • 03/2019 → 06/2022
    Podium, Inc
    Lehi, UT
  • 06/2017 → 03/2019
    Qualtrics International, Inc
    Provo, UT
  • 08/2013 → 05/2017
    Full-Time College Student
    Waco, TX
  • 11/2022 → Present
    Colorado Springs, CO
  • 05/2025 → Present
    Lpl Financial Llc
    Colorado Springs, CO
Other Businesses

1- 05/2025 - Seamount Financial Group, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/1999 - 160 hours per month/ 80 hours during trading - I provide investment advisory services through Seamount Financial Group, LLC, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 05/2025 - Nicholas Dorsett - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/12/2023 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31
Designations
Other Names
  • Nick Dorsett

View on SEC IAPD

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