Best Investors
Account
Sign in
Best Investors
Account
Sign in
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| CA | RA | APPROVED | 1999-06-28 |
Branch Locations
17542 East 17Th Street Suite 460, Tustin, CA 92780 • United States
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seamount Financial Group, Inc. | Tustin | CA | 08/1991 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 05/2000 | 05/2025 |
| Lpl Financial Llc | Tustin | CA | 05/2025 | Present |
1- 05/2025 - SFG Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2020- 160 hours per month/ during trading 2- 05/2025 - Seamount Financial Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2020- 160 hours per month/ during trading - I provide investment advisory services through Seamount Financial Group, LLC, an independent investment advisor firm. I started this business activity in 05/2000. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-20 |
Reach out to this advisor