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Current Employers
Seamount Financial Group Inc

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-22
CA RA APPROVED 2011-05-18
  • AZ RA
    APPROVED
    Since 2017-11-22
  • CA RA
    APPROVED
    Since 2011-05-18

Branch Locations

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States

14851 N. Scottsdale Rd. Suite 205, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 04/2011 05/2025
Seamount Financial Group Inc. Colorado Springs CO 04/2011 Present
Lpl Financial Llc Scottsdale AZ 05/2025 Present
  • 04/2011 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2011 → Present
    Colorado Springs, CO
  • 05/2025 → Present
    Lpl Financial Llc
    Scottsdale, AZ
Other Businesses

1- 05/2025 - Aaron McLaughlin - Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/13/2012 - 5 hours per month/ during trading 2- 05/2025 - Seamount Financial Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2011 - 160 hours per month/ 100 hours during trading - I provide investment advisory services through Seamount Financial Group, Inc., an independent investment advisor firm. I started this business activity in 04/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2011-05-06
Designations

View on SEC IAPD

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