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90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-22 |
| CA | RA | APPROVED | 2011-05-18 |
Branch Locations
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903 • United States
14851 N. Scottsdale Rd. Suite 205, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 04/2011 | 05/2025 |
| Seamount Financial Group Inc. | Colorado Springs | CO | 04/2011 | Present |
| Lpl Financial Llc | Scottsdale | AZ | 05/2025 | Present |
1- 05/2025 - Aaron McLaughlin - Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/13/2012 - 5 hours per month/ during trading 2- 05/2025 - Seamount Financial Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2011 - 160 hours per month/ 100 hours during trading - I provide investment advisory services through Seamount Financial Group, Inc., an independent investment advisor firm. I started this business activity in 04/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
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