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David Riggs

Edward Jones

Louisville, KY

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-27
KY RA APPROVED 2023-12-04
  • TX RA
    APPROVED_RES
    Since 2026-05-27
  • KY RA
    APPROVED
    Since 2023-12-04

Branch Locations

Louisville, KY • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2023 Present
Crosscountry Mortgage Llc Louisville KY 03/2021 09/2023
Humana Inc Louisville KY 11/2019 03/2021
Schneider Electric Louisville KY 01/2015 09/2019
  • 09/2023 → Present
    Edward Jones
    St Louis, MO
  • 03/2021 → 09/2023
    Crosscountry Mortgage Llc
    Louisville, KY
  • 11/2019 → 03/2021
    Humana Inc
    Louisville, KY
  • 01/2015 → 09/2019
    Schneider Electric
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27
Other Names
  • David Alan Riggs

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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