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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | San Diego | CA | 06/2024 | 09/2024 |
| Cetera Investors | San Diego | CA | 09/2023 | 06/2024 |
| San Diego State University | San Diego | CA | 08/2020 | 05/2024 |
| Unemployed | Mission Viejo | CA | 03/2020 | 08/2020 |
| Capistrano Valley Unified School District | Mission Viejo | CA | 11/2019 | 03/2020 |
| Unemployed | Mission Viejo | CA | 01/2010 | 11/2019 |
| Lpl Financial | Aliso Viejo | CA | 09/2024 | Present |
1) 09/2024 - FOCUS WEALTH ADVISORS / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-20 |
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