Garrett Thomas Waters

Current Employers

Anchor Capital

15 Enterprise Suite 450, Aliso Viejo, CA 92656 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-14

CA RA
APPROVED

Since 2025-11-14

Branch Locations

15 Enterprise Suite 450, Aliso Viejo, CA 92656 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Anchor Capital Management Group, Inc.	Irvine	CA	01/2011	Present

01/2011 → Present

Anchor Capital Management Group, Inc.

Irvine, CA

Previous Registrations

2014-08-13 → 2014-12-31

Anchor Capital

Aliso Viejo, CA
2011-03-04 → 2013-12-31

Anchor Capital

Aliso Viejo, CA
2006-11-15 → 2009-04-16

Pacific Financial Advisors, Inc.

Irvine, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-13
S63	Uniform Securities Agent State Law Examination	2002-09-10

S65 Uniform Investment Adviser Law Examination

2006-11-13
S63 Uniform Securities Agent State Law Examination

2002-09-10

View on SEC IAPD

Current Employers

Anchor Capital

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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