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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
30 Enterprise Dr Ste 100, Aliso Viejo, CA 92656 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Hills | CA | 05/1997 | 09/2022 |
| Bank Of America, N.A. | Irvine | CA | 06/2011 | 09/2022 |
| Sanctuary Securities, Inc. | Aliso Viejo | CA | 09/2022 | Present |
| Sanctuary Advisors, Llc | Aliso Viejo | CA | 09/2022 | Present |
1) Name: Mission Viejo Country Club Position: BOD/ Golf Chair Nature: Club provides golf, swimming, tennis and dining. Investment Related: No Hours: 10Securities Trading Hours: 0Start Date: 09/01/2021 Address: 26200 Country Club Dr., Mission Viejo CA 92691, United States Description: Golf Committee Chairman Scheduling golf events, tournaments. 2) AURIC CAPITAL PARTNERS POSITION: Officer/Director NATURE: Team outside business activity OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 9/9/2022 ADDRESS: 30 Enterprise, Suite 100, Aliso Viejo CA 92656, United States DESCRIPTION: Owners of Auric
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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