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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-06 |
| CA | RA | APPROVED | 2022-09-09 |
Branch Locations
30 Enterprise Dr Ste 100, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Hills | CA | 10/1994 | 09/2022 |
| Bank Of America, N.A. | Irvine | CA | 06/2011 | 09/2022 |
| Sanctuary Securities, Inc. | Aliso Viejo | CA | 09/2022 | Present |
| Sanctuary Advisors, Llc | Aliso Viejo | CA | 09/2022 | Present |
1) AURIC CAPITAL PARTNERS POSITION: Officer/Director NATURE: Team outside business. OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 9/9/2022 ADDRESS: 30 Enterprise, ALISO VIEJO CA 92656, United States DESCRIPTION: Owners of Auric
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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