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Anna Therese Walters

Sanctuary Advisors, LLC

Lakewood, CO

Aliso Viejo, CA

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-20
CO RA APPROVED 2022-09-09
  • CA RA
    APPROVED
    Since 2024-06-20
  • CO RA
    APPROVED
    Since 2022-09-09

Branch Locations

Lakewood, CO • United States

30 Enterprise Dr Suite 100, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 01/2015 09/2022
Bank Of America, N.A. Denver CO 11/2020 09/2022
Sanctuary Securities, Inc. Denver CO 09/2022 Present
Sanctuary Advisors, Llc Denver CO 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-11
  • S66 Uniform Combined State Law Examination
    2015-09-11
Other Names
  • Anna Walters

View on SEC IAPD

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