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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-03 |
Branch Locations
30 Enterprise Suite 100, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 02/2017 | 10/2025 |
| New Relic | San Francisco | CA | 07/2014 | 10/2016 |
| Unemployed | San Francisco | CA | 10/2016 | 02/2017 |
| Bank Of America, N.A. | Irvine | CA | 09/2017 | 10/2025 |
| Sanctuary Securities, Inc. | Aliso Viejo | CA | 10/2025 | Present |
| Sanctuary Advisors Llc | Aliso Viejo | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-21 |
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