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3432 Stony Spring Circle, Louisville, KY 40220 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-07 |
Branch Locations
3432 Stony Spring Circle, Louisville, KY 40220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Planning Solutions, Llc | Louisville | KY | 08/2023 | Present |
| Humana | Louisville | KY | 05/2000 | Present |
1) Humana; Non-Investment Related; 500 W. Main St, Louisville, KY, 40202; Corporation; IT Operations Manager; Start Date: 5/15/2000; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; IT Professional 2) World Financial Group Insurance Agency, LLC; Non-Investment Related; 11315 Johns Creek Parkway, Suite 200, Johns Creek, GA 30097; LLC; Insurance Agent; Start Date: 7/2/2021; 4 hours devoted monthly; 4 hours devoted monthly during trading hours; Offering insurance solutions to clients 3) Riav Ventures LLC; Non-Investment Related; 6204 Burnham PL, Prospect, KY 40059; LLC; Backend Support; Start Date: 5/26/2010; 4 hours devoted monthly; 0 hours devoted during trading hours; Great Clips franchisee primarily owned and operated by spouse Mamata Kabra 4) SAI Gold LLC; Investment-Related; 4030 Wake Forest RD, STE 349, Raleigh, NC 27609; LLC; Owner - 50%; Start Date: 3/27/2023; 0 hours devoted monthly; 0 hours devoted during trading hours; Real Estate Investment 5) SAI Broadway LLC; Investment-Related; 6204 Burnham PL, Prospect, KY 40059; LLC; Owner - 50%; Start Date: 11/18/2019; 0 hours devoted monthly; 0 hours devoted during trading hours; Real Estate Investment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-22 |
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