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Current Employers
Retirement Planning Solutions, Llc

3432 Stony Spring Circle, Louisville, KY 40220 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-08-07
  • KY RA
    APPROVED
    Since 2023-08-07

Branch Locations

3432 Stony Spring Circle, Louisville, KY 40220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Planning Solutions, Llc Louisville KY 08/2023 Present
Humana Louisville KY 05/2000 Present
Other Businesses

1) Humana; Non-Investment Related; 500 W. Main St, Louisville, KY, 40202; Corporation; IT Operations Manager; Start Date: 5/15/2000; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; IT Professional 2) World Financial Group Insurance Agency, LLC; Non-Investment Related; 11315 Johns Creek Parkway, Suite 200, Johns Creek, GA 30097; LLC; Insurance Agent; Start Date: 7/2/2021; 4 hours devoted monthly; 4 hours devoted monthly during trading hours; Offering insurance solutions to clients 3) Riav Ventures LLC; Non-Investment Related; 6204 Burnham PL, Prospect, KY 40059; LLC; Backend Support; Start Date: 5/26/2010; 4 hours devoted monthly; 0 hours devoted during trading hours; Great Clips franchisee primarily owned and operated by spouse Mamata Kabra 4) SAI Gold LLC; Investment-Related; 4030 Wake Forest RD, STE 349, Raleigh, NC 27609; LLC; Owner - 50%; Start Date: 3/27/2023; 0 hours devoted monthly; 0 hours devoted during trading hours; Real Estate Investment 5) SAI Broadway LLC; Investment-Related; 6204 Burnham PL, Prospect, KY 40059; LLC; Owner - 50%; Start Date: 11/18/2019; 0 hours devoted monthly; 0 hours devoted during trading hours; Real Estate Investment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-22
  • S65 Uniform Investment Adviser Law Examination
    2023-07-22

View on SEC IAPD

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