Best Investors Account Sign in
Inactive

Ryan Steven Serrecchia

Ep Wealth Advisors

Torrance, CA

Claim This Profile
Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
HI RA APPROVED 2026-01-07
TX RA APPROVED_RES 2012-10-10
  • CA RA
    APPROVED
    Since 2026-01-07
  • HI RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED_RES
    Since 2012-10-10

Branch Locations

21515 Hawthorne Blvd. Suite 1200, Torrance, CA 90503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors Torrance CA 08/2008 Present
Previous Registrations
  • 2008-03-24 → 2008-10-10
    Horan Capital Management,Llc
    Hunt Valley, MD
  • 2005-03-23 → 2008-02-14
    Td Ameritrade, Inc.
    Orange, CA
    Orange, CA
    Long Beach, CA
  • 2006-04-25 → 2008-02-14
    Td Ameritrade Investment Management, Llc
    Long Beach, CA
  • 2003-09-15 → 2004-06-25
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-22
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2003-07-22
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Torrance, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor