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Joseph Thomas Pauwels

Stifel, Nicolaus & Company, Incorporated

White Plains, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-23
NY RA APPROVED 2026-03-23
  • NJ RA
    APPROVED
    Since 2026-03-23
  • NY RA
    APPROVED
    Since 2026-03-23

Branch Locations

4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Paramus NJ 05/2024 03/2026
Marist University Poughkeepsie NY 08/2019 07/2023
Unemployed Midland Park NJ 07/2018 07/2019
Don Bosco Prep Ramsey NJ 09/2014 06/2018
Park Avenue Securities Paramus NJ 12/2025 03/2026
Stifel, Nicolaus & Company, Incorporated White Plains NY 03/2026 Present
Certified Financial Services Paramus NJ 06/2023 03/2026
  • 05/2024 → 03/2026
    Guardian Life Insurance Company
    Paramus, NJ
  • 08/2019 → 07/2023
    Marist University
    Poughkeepsie, NY
  • 07/2018 → 07/2019
    Unemployed
    Midland Park, NJ
  • 09/2014 → 06/2018
    Don Bosco Prep
    Ramsey, NJ
  • 12/2025 → 03/2026
    Park Avenue Securities
    Paramus, NJ
  • 03/2026 → Present
    Stifel, Nicolaus & Company, Incorporated
    White Plains, NY
  • 06/2023 → 03/2026
    Certified Financial Services
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
  • S66 Uniform Combined State Law Examination
    2026-01-15
Other Names
  • Joseph Thomas Pauwels
  • Joseph Pauwels

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
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BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
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