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Gage Garett Gomez

Ubs Financial Services Inc.

Santa Barbara, CA

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Villa Cantina Arroyo Grande CA 03/2020 09/2020
Hotlix Pismo Beach CA 04/2024 06/2024
Ubs Financial Services Santa Barbara CA 08/2024 Present
University Of California, Santa Barbara Goleta CA 09/2020 06/2024
Arroyo Grande High School Arroyo Grande CA 08/2016 06/2020
  • 03/2020 → 09/2020
    Villa Cantina
    Arroyo Grande, CA
  • 04/2024 → 06/2024
    Hotlix
    Pismo Beach, CA
  • 08/2024 → Present
    Ubs Financial Services
    Santa Barbara, CA
  • 09/2020 → 06/2024
    University Of California, Santa Barbara
    Goleta, CA
  • 08/2016 → 06/2020
    Arroyo Grande High School
    Arroyo Grande, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-13
  • S66 Uniform Combined State Law Examination
    2025-12-13

View on SEC IAPD

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PLANMEMBER SECURITIES CORPORATION

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CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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