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Chi Wai Poon

Hsbc Securities (Usa) Inc.

Fremont, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-07-13
TX RA APPROVED 2026-05-11
MI RA APPROVED 2025-09-04
NV RA APPROVED 2025-09-04
PA RA APPROVED 2025-09-04
WA RA APPROVED 2025-09-04
CA RA APPROVED 2024-01-31
  • MD RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-05-11
  • MI RA
    APPROVED
    Since 2025-09-04
  • NV RA
    APPROVED
    Since 2025-09-04
  • PA RA
    APPROVED
    Since 2025-09-04
  • WA RA
    APPROVED
    Since 2025-09-04
  • CA RA
    APPROVED
    Since 2024-01-31

Branch Locations

39410 Fremont Boulevard, Fremont, CA 94538-2117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fremont CA 04/2023 12/2023
Jpmorgan Chase Bank, N.A. Fremont CA 04/2023 12/2023
Fo Trading & Training Llc Milpitas CA 06/2022 08/2023
Admis Hong Kong Limited Hong Kong 05/2004 06/2021
Unemployed Milpitas CA 07/2021 05/2022
Hsbc Bank Usa National Association Fremont, CA 01/2024 Present
Hsbc Securities Usa Inc. Fremont CA 01/2024 Present
  • 04/2023 → 12/2023
    J.P. Morgan Securities Llc
    Fremont, CA
  • 04/2023 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
  • 06/2022 → 08/2023
    Fo Trading & Training Llc
    Milpitas, CA
  • 05/2004 → 06/2021
    Admis Hong Kong Limited
    Hong Kong
  • 07/2021 → 05/2022
    Unemployed
    Milpitas, CA
  • 01/2024 → Present
    Hsbc Bank Usa National Association
    Fremont,, CA
  • 01/2024 → Present
    Hsbc Securities Usa Inc.
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2023-05-12
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2023-05-12
Designations
Other Names
  • Alex Poon
  • Chi Poon
  • Chi Waipoon

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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